In accordance with Securities and Exchange Commission ("
The required statistics in this, a quarterly, report, are intended to
provide only an overview of our order routing practices. Note that based on
We have made every attempt to prepare these statistics in compliance with
|
Non-directed orders as percentage of total customer orders |
100% |
|
Market orders as percentage of total non-directed orders |
0% |
|
Limit orders as percentage of total non-directed orders |
0% |
|
Other orders as percentage of total non-directed orders |
100% |
|
NYSE |
68.34% |
|
ARCA |
31.60% |
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
|
Non-directed orders as percentage of total customer orders |
100% |
|
Market orders as percentage of total non-directed orders |
0% |
|
Limit orders as percentage of total non-directed orders |
0% |
|
Other orders as percentage of total non-directed orders |
100% |
|
ARCA |
97.68% |
|
NASDAQ |
2.30% |
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
|
Non-directed orders as percentage of total customer orders |
100% |
|
Market orders as percentage of total non-directed orders |
0% |
|
Limit orders as percentage of total non-directed orders |
0% |
|
Other orders as percentage of total non-directed orders |
100% |
|
ARCA |
72.52% |
|
AMEX |
27.40% |
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
The firm may generate profits as a result of its trading as principal with customer orders.
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
|
Non-directed orders as percentage of total customer orders |
100% |
|
Market orders as percentage of total non-directed orders |
0% |
|
Limit orders as percentage of total non-directed orders |
0% |
|
Other orders as percentage of total non-directed orders |
100% |
|
ARCA |
99.99% |
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
|
Non-directed orders as percentage of total customer orders |
100% |
|
Market orders as percentage of total non-directed orders |
0% |
|
Limit orders as percentage of total non-directed orders |
0% |
|
Other orders as percentage of total non-directed orders |
100% |
|
ISE |
47.92% |
|
CBOE |
10.97% |
|
ONPOINT |
25.49% |
|
AMEX |
1.52% |
|
PHLX |
5.93% |
|
PSE |
.76% |
|
KNIGHT |
1.10% |
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
OTA LLC receives payment for orders directed to On Point Executions LLC's STINGTM order routing system in listed options. OTA LLC receives $0.10 per contract for listed option orders when executed over On Point Executions LLC's STINGTM system.
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.
Types of Orders Routed to Venue:
|
Market orders as percentage of total market orders |
0% |
|
Limit orders as percentage of total limit orders |
0% |
|
Other orders as percentage of total other orders |
100% |
Material Aspects of Relationship with Venue:
We have no material relationship with this venue.