SEC Rule 606 Disclosure of SEC-Required Order Routing Information OTR Global Trading LLC
In accordance with Securities and Exchange Commission ("SEC")
requirements, OTR Global Trading LLC is publishing
statistical information about our routing of certain customers' orders in
Nasdaq and listed stocks and listed options.
The required statistics in this quarterly report are intended to provide
only an overview of our order routing practices. Please note that based on SEC
requirements, the statistics in this report capture only a portion of our order
flow. Accordingly, the statistics do not create a reliable basis on which to
assess whether OTR Global Trading LLC or any
other trading venue has satisfied its duty of best execution.
We have made every attempt to prepare these statistics in compliance with SEC
rules. However, these statistics have not been audited and may contain errors.
2009 1st
Quarter
Annual Notice